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Financial advisors create client folders from referral form

Financial advisors create client folders from referral form

Sales ops miss client files when referral forms go unhandled, risking compliance and onboarding delays. This creates client folders and required subfolders on form submission so advisors begin onboarding with complete records.

Financial advisors create client folders from referral form

Overview

Referral forms too often produce missing client files, exposing advisors to compliance risk and slow onboarding. This workflow turns each referral into a standardized client folder with required subfolders and metadata, so advisors start onboarding with complete records and operations maintain audit-ready files.

Notable Features

  • Create standardized client folders
  • Add required compliance subfolders
  • Notify advisors and operations staff

Financial advisors create client folders from referral form