For compliance officers: capture sent signatures into client records
For compliance officers: capture sent signatures into client records
Chief compliance officers risk gaps when sent signatures aren't logged in client records. It updates client contacts and adds signed-envelope notes to the CRM so audits and oversight can begin.
Overview
Missed signature records create audit risk for investment managers and expose advisers to regulatory scrutiny. By creating or updating client contacts with attached signed-envelope notes in your CRM, you preserve auditable records on demand so compliance can begin oversight without manual searches.
Notable Features
- Create or update contact records
- Attach signed-envelope note to contact
- Tag records for audit trail